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Job Description:


The Sr. SOX Auditor is a Senior Level Internal Auditor, will assist the Internal Audit team with the completion of the annual Sarbanes-Oxley Act, (SOX) planning, execution and testing, in addition to reporting results to management. This responsibility includes assisting with the identification of risk, assisting in the development of the internal SOX audit scope, performing internal audit SOX procedures, and preparing internal audit SOX reports reflecting the results of the work performed.


  • Perform functional audits, procedural reviews, and compliance testing as directed by the VP of Internal Audit, Director of Internal Audit, and SOX Manager
  • Conduct compliance, financial, regulatory, and operational appropriate interviews to obtain an understanding of all auditable entities
  • Analyze and draw conclusions toward compliance, effectiveness, and efficiency of the SOX specific control environment, by preparing workpapers and audit reports that detail findings and recommendations
  • Document the results of audit work and applicable work papers in accordance with the audit departmental procedures
  • Evaluate and monitor established internal controls, policies, and procedures (both written and practiced) for adequate asset safeguards, control of risks, and compliance
  • Identify and complete non-standard procedures required to satisfy audit objectives based on field work or issues identified in the course of reviews
  • Examine general ledger entries for appropriate segregation and approval processes
  • Prepare written draft audit reports/memorandums to management detailing audits for management’s review
  • Perform and document follow-up of auditee responses on prior audit and exam reports
  • Facilitate the documentation of all SOX remediation efforts as well as perform testing of remediation activities during and/or upon completion
  • Assist external auditors and regulators with information compilation, retrieval, and reconciliations as directed by Internal Audit Management
  • Follow established policies and procedures throughout the company. Safeguard sensitive data and resources. Maintain strict confidentiality.



  • A BS/BA degree is required.
  • Minimum 2-3 years internal or external audit experience in public accounting, with progressive work experience in SOX related assignments.
  • Understanding of internal control concepts and experience in applying them to plan, perform, and report on the evaluation of various business processes/areas/functions
  • High level of accuracy and attention to details
  • Strong analytical, organizational, critical thinking, and problem-solving skills
  • Ability to work independently, with limited required direction and guidance-May include supervision of auditors on projects to follow sound internal control practices and to manage risks appropriately
  • Strong verbal and written communication skills, including the ability to interact and relate to personnel at all levels within the organization and to effectively support and defend unbiased findings to management
  • Advanced knowledge of Microsoft Office (PowerPoint, Excel, Word, etc.)
  • Demonstrate proficiency of the technical aspects of accounting and financial reporting, meeting strict audit deadlines, with minimal errors
  • Ability to work in and assist in the development of a collaborative team environment

Educational Requirements:

  • A BS/BA degree is required.
  • Minimum 2-3 years internal or external audit experience in public accounting, with progressive work experience in SOX related assignments.
  • Certified Public Accountant (CPA), or Certified Internal Auditor (CIA) preferred
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